12 23 2021 Moog Proxy - FY2021 - FINAL - Flipbook - Page 45
SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
Principal Shareholders
The following table sets forth certain information with respect to all persons known to the Company to be the beneficial owner of
more than 5% of the Class A shares or Class B shares as of December 10, 2021. The percentage of Class A shares or Class B
shares owned is based on 29,535,063 Class A shares and 4,306,561 Class B shares outstanding as of December 10, 2021.
Class B Common Stock(1)
Class A Common Stock
Name and Address of Beneficial Owner
BlackRock, Inc.(2)
Amount and
Nature of
Beneficial
Ownership
Amount and
Nature of
Beneficial
Ownership
Percent of
Class
Percent of
Class
4,872,389
16.5
—
—
3,120,265
10.6
—
—
2,001,539
6.8
—
—
—
—
1,643,890
38.2
425,148
1.4
601,626
14.0
—
—
826,170
19.2
55 East 52nd Street
New York, New York
The Vanguard Group, Inc.(2)
100 Vanguard Blvd.
Malvern, PA 19355
Earnest Partners LLC(2)
1180 Peachtree Street, Suite 2300
Atlanta, GA 30309
Moog Inc. Retirement Savings Plan (“RSP”)(3)
c/o Moog Inc.
Jamison Rd.
East Aurora, NY 14052
Moog Inc. Stock Employee Compensation Trust,
as amended (“SECT”)(2) (4)
c/o Moog Inc.
Jamison Rd.
East Aurora, NY 14052
Moog Inc. Supplemental Retirement Plan Trust,
as amended ("Trust")(2) (5)
c/o Moog Inc.
Jamison Rd.
East Aurora, NY 14052
(1) Class B shares are convertible into Class A shares on a share-for-share basis.
(2) Holdings are derived from the most recent Schedule 13D or 13G filings and, to the extent applicable, are updated for
aggregate positions reported by Bloomberg L.P. based upon the most recent Schedule 13F filings.
(3) These shares are allocated to individual participants under the RSP and are voted by Great-West Trust Company, LLC,
Greenwood Village, Colorado, the Trustee as of the record date, as directed by the participants to whom such shares are
allocated. Any allocated shares as to which voting instructions are not received will be voted in accordance with instructions
on the proxy card. As of December 10, 2021, a total of 6,033 of the allocated Class B shares were allocated to accounts of
officers and are included in the shares reported for “all directors and officers as a group" in the table Directors and Executive
Officers on page 43.
(4) The SECT acquires Class A shares and Class B shares that become available for subsequent use in the RSP or other Moog
employee benefit plans. The SECT will terminate on the earlier of (a) the date the SECT no longer holds any assets or (b) a
date specified in a written notice given by the Board of Directors to the Trustee. The Trustee of the SECT is Robert T. Brady.
The Trustee’s powers and rights include, among others, the right to retain or sell SECT assets; borrow from the Company or
third party lenders upon direction from an administrative committee and enter into related loan agreements; vote or give
consent with respect to securities held by the SECT in the Trustee’s sole discretion; employ accountants and advisors as
may be reasonably necessary; utilize a custodian to hold, but not manage or invest, assets held by the SECT; and consult
with legal counsel.
(5) The Trust was established in 1992 as a funding vehicle for the PERI-SERP, and the assets of the Trust, including the Class
B shares held by the Trust, are available to fund the Moog’s obligations under the PERI-SERP and held for the benefit of the
participants of the PERI-SERP. The Trustee of the Trust is John P. McGrath. The Trustee has the sole power to direct the
vote and to dispose or direct the disposition of all of the 826,170 Class B shares held by the Trust.
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