Annual Overview 2020 - Other - Page 6
CERTAIN BENEFICIAL OWNERS
SECURITY OWNERSHIP — OVER 5% OF CLASS
The only persons known by the Company to own beneficially more than five percent of the Class A shares or Class B shares
as of December 17, 2019 are set forth below.
Class A
Common Stock
Name and Address of Beneficial Owner
BlackRock, Inc. (2)
Class B
Common Stock (1)
Amount and
Nature of
Beneficial
Ownership
Amount and
Nature of
Beneficial
Ownership
Percent of
Class
5,368,703
16.7
—
—
3,398,911
10.5
—
—
3,291,169
10.2
—
—
—
—
1,367,070
32.4
425,148
1.3
908,594
21.5
—
—
826,170
19.6
Percent of
Class
55 East 52nd Street
New York, NY 10055
The Vanguard Group, Inc. (2)
100 Vanguard Blvd.
Malvern, PA 19355
FMR LLC (2)
245 Summer Street
Boston, MA 02210
Moog Inc. Retirement Savings Plan “RSP” (3)
c/o Moog Inc.
Jamison Rd.
East Aurora, NY 14052
Moog Inc. Stock Employee Compensation Trust,
as amended “SECT” (2) (4)
c/o Moog Inc.
Jamison Rd.
East Aurora, NY 14052
Moog Inc. Supplemental Retirement Plan Trust,
as amended "Trust" (2) (5)
c/o Moog Inc.
Jamison Rd.
East Aurora, NY 14052
(1) Class B shares are convertible into Class A shares on a share-for-share basis.
(2) Holdings are derived from the most recent Schedule 13D or 13G filings and, to the extent applicable, are updated for aggregate
positions reported by Bloomberg L.P. based upon the most recent Schedule 13F filings.
(3) These shares are allocated to individual participants under the RSP and are voted by Great-West Trust Company, LLC,
Greenwood Village, Colorado, the Trustee as of the record date, as directed by the participants to whom such shares are
allocated. Any allocated shares as to which voting instructions are not received will be voted in accordance with instructions
on the proxy card. As of December 17, 2019, a total of 6,113 of the allocated Class B shares were allocated to accounts of
officers and are included in the shares reported in the table on the next page for “All directors and officers as a group.”
(4) The SECT acquires Class A shares and Class B shares that become available for subsequent use in the RSP or other Moog
employee benefit plans. The SECT will terminate on the earlier of (a) the date the SECT no longer holds any assets or (b) a
date specified in a written notice given by the Board of Directors to the Trustee. The Trustee of the SECT is Robert T. Brady.
The Trustee’s powers and rights include, among others, the right to retain or sell SECT assets; borrow from the Company or
third party lenders upon direction from an administrative committee and enter into related loan agreements; vote or give consent
with respect to securities held by the SECT in the Trustee’s sole discretion; employ accountants and advisors as may be
reasonably necessary; utilize a custodian to hold, but not manage or invest, assets held by the SECT; and consult with legal
counsel.
(5) The Trust was established in 1992 as a funding vehicle for the Moog Inc. Plan to Equalize Retirement Income and Supplemental
Retirement Plan (the “PERI-SERP”), and the assets of the Trust, including the Class B shares held by the Trust, are available
to fund the Moog’s obligations under the SERP and held for the benefit of the participants of the SERP. The Trustee of the
Trust is John D. Hendrick. The Trustee has the sole power to direct the vote and to dispose or direct the disposition of all of
the 826,170 Class B shares held by the Trust.
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