Proxy-12-28-2020 - Report - Page 36
Roche
11/30/2011
Class A
33% in 2012, 2013 and 2014
11/13/2018
Class B
100% in 2021
11/27/2012
Class A
33% in 2013, 2014 and 2015
11/12/2019
Class B
100% in 2022
11/11/2013
Class A
33% in 2014, 2015 and 2016
11/11/2014
Class A
33% in 2015, 2016 and 2017
11/17/2015
Class A
33% in 2016, 2017 and 2018
11/17/2015
Class B
33% in 2016, 2017 and 2018
11/15/2016
Class B
33% in 2017, 2018 and 2019
11/14/2017
Class B
33% in 2018, 2019 and 2020
11/13/2018
Class B
33% in 2019, 2020 and 2021
11/12/2019
Class B
33% in 2020, 2021 and 2022
(1) The vesting schedules for stock awards are for PSUs and are subject to the achievement of performance conditions.
— 2020 OPTION AND SAR EXERCISES AND STOCK VESTED —
The following table provides information for the executive officers named in the Summary Compensation Table regarding the
exercises of stock options and SARs and stock awards that vested during the fiscal year ended October 3, 2020.
Option / SAR Awards
Number of Shares
Acquired on Exercise(1)
Name
John R. Scannell (2)
Stock Awards
Value Realized
on Exercise
Number of Shares
Acquired on Vesting
Value Realized
on Vesting(5)
20,500
$
548,170
5,065
$ 401,840
—
$
—
1,012
$
20,500
$
896,120
1,961
$ 157,536
—
$
—
1,775
$ 141,435
Maureen M. Athoe
—
$
—
1,715
$ 136,242
Patrick J. Roche (4)
4,000
$
165,494
1,762
$ 140,310
Jennifer Walter
Donald R. Fishback
(3)
Mark J. Trabert
84,741
(1) For SARs that were exercised, the number of shares in this column reflects the nominal number of shares that were subject
to SARs. The number of shares actually received upon exercise of SARs was lower and represented the value realized on
exercise divided by the market value at the time of exercise.
(2) The following details Mr. Scannell’s stock option and/or SAR exercises in fiscal 2020:
Exercise Date
9/30/2020
Grant Date
11/30/2010
Number of
Options/SARs
Type of Award
Exercised
Exercise Price
SAR
20,500
Amount Realized
$36.86
$548,170
(3) The following details Mr. Fishback’s stock option and/or SAR exercises in fiscal 2020:
Number of
Options/SARs
Type of Award
Exercised
Exercise Price Amount Realized
Exercise Date
Grant Date
2/6/2020
11/30/2010
SAR
10,000
$36.86
$586,370
9/21/2020
11/30/2010
SAR
10,500
$36.86
$309,750
(4) The following details Mr. Roche’s stock option and/or SAR exercises in fiscal 2020:
Number of
Options/SARs
Exercised
Exercise Price Amount Realized
Exercise Date
Grant Date
Type of Award
2/6/2020
11/30/2010
SAR
2,000
$36.86
$117,274
9/9/2020
11/30/2010
SAR
2,000
$36.86
$48,220
(5) Based on the closing price of the Company's common stock on the date that the stock award vested.
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