LOM Financial Ltd. - Page 22

Management Team
Malcolm Moseley, ACMA – Executive Vice President and Chief Financial Officer
With over 24 years working within the LOM Group, Malcolm Moseley is Executive Vice President and Chief
Financial Officer. He is responsible for all the Groups External and Internal financial reporting, treasury management,
Bryan Dooley, CFA – General Manager, LOM Asset Management Limited
daily reconciliation processes and also oversees its Human Resource department. Mr. Moseley sits on the Executive
Bryan Dooley serves as General Manager and a Portfolio Manager for LOM Asset Management Limited. He is
Committee, Credit Committee, Technology Task Force and Charity Committee. Mr. Moseley previously worked in
responsible for investment performance on large discretionary portfolios, including the Morningstar 5-star rated
Bermuda at Johnson & Higgins and in the UK for Office International, a part of the Bricom Group. Mr. Moseley is a
LOM Fixed Income Fund. Mr. Dooley’s investment career spans over two decades in investment management
member of the Chartered Institute of Management Accountants of the United Kingdom.
and portfolio construction. His leadership roles have included Senior Investment Strategist, Senior Vice President
and Trust Investment Officer and Private Client Advisor at institutions including the Wilmington Trust Company,
Scott Hill – Executive Vice President and Managing Director
Citigroup Inc. and Bank of America. Throughout his career, Mr. Dooley has achieved consistent, documented top
Scott Hill is the Managing Director of The LOM Financial Group of Companies, and Executive Vice President and Chief
quartile investment returns for clients with total portfolios managed valued in excess of a billion dollars.
Operating Officer of LOM Financial Limited. Mr. Hill oversees LOM’s Trading, Operations and Compliance departments.
Mr. Hill serves on the Executive Committee and sits on the Listing and Credit Committees. Prior to joining LOM in
David Barker – Head of Trading, Global Custody & Clearing Limited
1995, Mr. Hill worked with SEC-registered investment advisory firms in Baltimore and Bermuda, where he held
David Barker joined LOM in February 2008 as Head of Trading. With more than 25 years of experience in the
Series 3 and 65 FINRA licenses. He received a B.A. from the University of Virginia in 1988 and did additional
international financial industry, Mr. Barker has worked in both the US and Bermuda. Mr. Barker started his career
graduate work in business at the University of North Carolina at Chapel Hill.
at the Bank of Bermuda and then moved to New York City to work at the Republic National Bank of New York.
Mr. Barker has significant accomplishments in the areas of global fixed income, foreign exchange, IR products,
Alexander Goulden, Branch Manager, LOM Financial Cayman
futures, derivatives, commodities and global equities.
Alexander Goulden is responsible for LOM’s Cayman Islands operations, branch oversight and client
relationship management. Alexander previously worked at Maples Finance, Scotiabank & Trust (as Branch
Cheryl Watts BSc (Hons), FICA, CAMS – Group Compliance Manager
Manager and Investment Advisor), and as a director and senior trader with RBC Capital Markets. Prior to RBC
Cheryl Watts joined LOM as Group Compliance Manager in July 2015. She previously spent 8 years with the
Capital Alexander served as Branch Manager, International Investment Advisory, for RBC Dominion Securities
Colonial Insurance Group, where she was the compliance officer and MLRO for all of Colonial’s Bermuda
(Global) Limited. Alexander completed a Master of Science in International Securities, Investments and
operations and an overseas subsidiary, and also had oversight over the AML program for all the overseas
Banking from the University of Reading in 1998 and a BA (Hons) with majors in Economics and Biology from
affiliated companies. Her qualifications include a BSc (Hons) Management with Compliance from the University
Acadia University, Nova Scotia, Canada. Alex holds professional designations from the Canadian Securities
of Manchester, International Diploma in Compliance, and Diploma in Financial Crime Prevention from the
Institute, Financial Industry Regulatory Authority and an Accredited Director designation from the Institute
International Compliance Association, and a Certified Anti-Money Laundering Specialist Designation from ACAMS.
of Chartered Secretaries and Administrators Canada. Alexander continues to serve as a non-executive director
Prior to joining Colonial, she spent 14 years with the Bermuda Police as a Sergeant/team leader in intelligence,
to a wide range of alternative investment funds on a selective basis.
criminal, drug and fraud investigations.


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