1 00118601 Emerging themes 2019 A4 AW v31 combined - Page 84



REGULATORY CALENDAR
EXPECTED DURING
QUARTER FOUR
OCT
2019
By October – Financial Action Task Force (FATF)
expected to carry out its fourth mutual evaluation
of the UK
NOV
2019
By 1 November – Association of British Insurers (ABI) to
make recommendation as to whether code of good
practise, designed to help insurers and insurance brokers
provide support to potentially vulnerable customers
when renewing motor and household insurance policies,
should continue in its current or an amended form
9 November – Date by which each member state is
required to identify the operators of essential services
within an establishment on their territory under the
Cyber-security Directive
84/
DEC
2019
9 December – SMCR to be extended to FCA soloregulated firms
By 9 December – FCA to make final rules on whether the
overall responsibility function under SMCR should include
the legal function
31 December – End of transitional period for UCITS under
the PRIIPs Regulation
By 31 December 2019 – FCA and HM Treasury to review
the outcomes of the Financial Advice Market Review

Paperturn



Powered by


Full screen Click to read
Paperturn flip book
Search
Overview
Download as PDF
Print
Shopping cart
Full screen
Exit full screen