Global Regulation, Local Solutions Emerging Themes 2020 - Page 34



GOVERNANCE
EMERGING THEMES 2020
GET ON
TRACK
FOR SMCR
THE JOURNEY FOR
SOLO-REGULATED
FIRMS
All UK authorised firms that are soloregulated by the FCA will be fully within
the scope of the Senior Managers
and Certification Regime (“SMCR”)
from 9 December 2020, following a
staggered implementation period
which started on 9 December 2019.
In the year ahead it is therefore vital
for firms to understand the key changes
as a result of the SMCR for soloregulated firms, and to put in place
an implementation plan.
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