LionStreet: ROAD to INDEPENDENCE White Paper - Flipbook - Page 11
THE ROAD TO INDEPENDENCE
9
A P P E NDI X
Life-Centric Broker-Dealer & Corporate RIA
TM
TM
ADVISORS
BROKER-DEALER
Only Lion Street has a Broker-Dealer that truly focuses on and understands life insurance, offering Lion
Street firms an open-architecture platform with the freedom to select the custom financial solutions that
their clients demand.
LIFE CENTRIC
Expert understanding of life insurance products and concepts customized to Lion Street Advisor-Owner’s
needs
TRANSPARENT COST STRUCTURE
• Low Fixed Costs: Base platform fee and E&O coverage is $390/month per producer
• Variable Transaction Costs: Pay for what you need on the Lion Street financial platform
COMPETITIVE PAYOUTS
Custom grid developed for life-centric firms, that rewards life production
COMPLIANCE AS A PARTNER
Compliance and supervision team understand life insurance and work to intimately know Owner-Firms
and their business models
2016
BROKER-DEALER
OF THE YEAR
DIVISION I
LION STREET FINANCIAL
Lion Street Financial named
2016 & 2017 Broker-Dealer of the Year
by Investment Advisor magazine